By Gregg Mitman *
UPON ENTERING THE RICH TERRAIN of visual representation in
science, one immediately confronts the problem of how to read such a lush and
heterogeneous landscape. In an elegant essay published over fifteen years ago,
Martin Rudwick explored the development of visual discourses within the
geological sciences through a history of representational practices and styles
found among different communities, such as artisans, cartographers, mineral
geographers, and naturalist-travelers within early nineteenth century European
culture. While Rudwick's essay illustrated the promise of visual representation
in unveiling the social interactions at work in the activity of science,
historians of medicine have devised other paths, cueing in on scientific images
as cultural icons of power and gender in the healing arts. The most recent
flurry of publication activity on visual representation in science has come
largely from sociologists of science looking to understand the ways in which
the commonplace and thus hidden aspects of scientific practice enter into the
construction of scientific knowledge. Although the large body of literature now
available may indicate that historians of science have shed what Rudwick called
an "intellectually arrogant assumption that visual mod es of communication
are either a sop to the less intelligent or a way of pandering to a generation
soaked in television," the recent trend in studies on visual
representation in science suggests that the profession is still far from
comfortable in dissoci ating itself from elite, scientific culture. For despite
a few exceptions, notably absent in this recent work are analyses of pictorial
images as mediators between scientific and popular culture.
Perhaps this lack of attention to the multiplicity of
meanings that visual representations can convey to different audiences reflects
an unwillingness to break from a diffusionist model of popularization. This
model entails an image of knowledge disse mination from a "high"
scientific culture, where knowledge is generated, down to a general,
nonspecialized, and passive audience that has had little if any role in the
production of the knowledge consumed. Recently scholars have begun to challenge
this di ffusionist model, prompted by concerns in the social studies of science
with boundary formation and the local contingency of scientific knowledge, in
addition to serious efforts to integrate social history and cultural studies
into the history of science. From Newtonian philosophy in children's books to
experimental natural philosophy as public spectacle, from the role of science
in the nineteenth century private parlor to the street philosophy of evolution
in radical London, from the cultural meaning of a liens in 1950s science
fiction cinema to that of cyborgs in more recent film genres, historians of
science are beginning to ascertain the complex ways in which scientific
knowledge is appropriated, resisted, and transformed by diverse audiences. .
Although significantly enriched by these most recent
studies, our understanding of science popularization is still largely confined
to the written word. This essay is an attempt to offer an integrative
historiographic approach that unites issues of sc ientific practice in the
visual representation of science with a historical interest in the intersection
of scientific and popular culture. The subject matter of this paper is itself
an appeal for the inclusion of a much neglected source into the history of
science namely, film. One of the central tasks of this essay is to explore the
permeability of boundaries between scientific culture and other cultural
domains by examining the historical intersection of film as a communica tions
technology intended primarily for entertainment and film as a field and
laboratory technology designed for scientific research.
While the technology of film became the technology of
entertainment in the hands of Hollywood, the motion picture was first developed
not for entertainment purposes, but for the analysis of animal motion.
Etienne-Jules Marey, a French physiologist, in vented the chronophotographic
gun in 1882 to study birds in flight. During the same period in the United
States, Eadweard Muybridge had produced a photographic sequence of horses in
motion using multiple cameras with electronic shutters. Within the scient ific
community, film quickly became an important research and educational tool.
Medical cinematography flourished, as film became an ideal method for teaching
surgical technique, but other fields soon capitalized on this new technology:
in particular, ana tomy, embryology, psychology, anthropology, and animal
behavior. By the 1920s film demonstrations were an integral part of such
scientific meetings as the Association of American Anatomists, the American
Society of Zoologists, the American Ornithologists' Union, and the American
Society of Mammalogists. With the advent of 16mm film and more lightweight
equipment, such as the Akeley camera developed by Carl Akeley at the American
Museum of Natural History, the use of film in the study of behavior in both l
aboratory and natural settings had by the late 1930s become commonplace.
Clarence Ray Carpenter's films on the social behavior of Cayo Santiago rhesus
monkeys and the pioneering photographic analysis of Balinese culture by Gregory
Bateson and Margaret Mea d are just two examples among many, showing that film
became an important methodological tool within scientific disciplines that
still relied primarily on field practices of observation and description.
No longer dependent on notebook and pencil, the biologist or
anthropologist could record movements and behaviors on a medium that could then
be transported to the laboratory, where movements could be slowed down and
behavior analyzed, spliced, and edi ted. As the French physician Felix-Louis
Regnault noted in his early history of ethnographic film,
the film of a movement is better for research than the
simple viewing of movement; it is superior, even if the movement is slow. Film
decomposes movement in a series of images that one can examine at leisure while
slowing the movement at will, while stop ping it as necessary. Thus it
eliminates the personal factor, whereas a movement, once it is finished, cannot
be recalled except by memory, and this, even put in a sequence is not faithful.
All in all, a film is superior to the best descriptions.
Like other inscription technologies of the late nineteenth
century that became integral parts of experimental laboratory practice, film
did more than augment the researcher's unaided eye. Lisa Cartwright has
persuasively argued that the importance of the film motion study in the early
twentieth century was that it effectively subsumed "the sense-based
perceptions of an autonomous subject," rendering observation disembodied
and dispersed. Situated before the camera lens, the researcher is distanced
from t he spectacle of life and death; "technician, instrument, and
body" have become part of the "extended physiological system" of
the twentieth century laboratory. Thus the incorporation of cinema as an investigative
technology within natural history discipli nes such as animal behavior
facilitated attempts to mirror more closely the ideal of "mechanical
objectivity" that has constituted the highly mediated world of twentieth
century experimental life sciences. Yet
film could also accommodate the conventions of realism so central to the
traditional representational practices of the museum diorama and to the study
of nature in the wild.
Unlike other technologies, however, which were created and
developed specifically for use by individuals within the scientific laboratory,
the primary functions of film as art and entertainment were defined outside the
cultural domain of science. Sci entists, in utilizing film, could never escape
its entertainment role. Hollywood had decisively defined the terms in which the
medium would be used, seen, and understood, and no one who partook of this
technology could evade its influence. In the filming of behavior, the
distinctions between science, art, and entertainment are thus blurred. In the
visual representation, the natural object is transformed simultaneously into
data and entertainment. And the audience no longer sees the film as artifice,
as a constructed sequence of edited shots where authenticity is shattered, for
the photograph participates in the rhetoric of objectivity, representing a fact
frozen in time. Throughout this essay, I will repeatedly highlight the ways in
which animal behavior films drew from popular cinematic conventions in an
attempt to understand how film became both a research tool and a structuring
metaphor for the direction and production of animal behavior research. Media of
communication, as Neil Postman has suggested, serve as metaphors within
cultural life, orienting and constraining the ways in which we experience the
world in the same way that linguistic metaphors play important roles in the
legitimation and construction of scientific, political, and social realitie s.
Furthermore, I will briefly touch upon the way these scientific images of animals
came to be appropriated and transformed by popular culture.
BRINGING NATURE TO THE METROPOLIS
With the panoramic frame now established an essential
technique in natural history film the initial scene of this emerging narrative
fades, and we are witness to an image that defines historical time and place.
The shot, used by William Douglas Burden to open his 1927 film on the Komodo
dragon, is of the American Museum of Natural History in New York City, a
leading center in the first half of this century in the development of natural
history and ethnographic films. Inside, our gaze focuses upon the prim ary
actors in this unfolding drama: Gladwyn Kingsley Noble, director of
experimental biology at the American Museum, and his trustee, Burden. Adept
entrepreneurs, both Noble and Burden recognized the importance of film in
behavior research and its signifi cance as a medium for educational and
promotional purposes.
The study of animal behavior at the American Museum was
largely the result of the aspirations and energies of Noble and the public
relations acumen of Burden. Noble, son of the noted publisher Gilbert Clifford
Noble, had developed a fascination for s tudying the life histories of reptiles
and birds while an undergraduate at Harvard. He received his A.M. degree under
Thomas Barbour in 1918 and went on to obtain his Ph.D. from Columbia University
in 1922. His dissertation, "The Phylogeny of the Salienti a,"
reflected his lifelong interest in herpetology and systematics. Through William
K. Gregory, his graduate adviser, who was professor of vertebrate paleontology
and curator of the Department of Comparative Anatomy at the American Museum,
Noble also deve loped an appreciation of functional morphology and
microscopical anatomy in analyzing phylogenetic relationships. The close ties
between Columbia University and the museum led to Noble's appointment as
curator of the Department of Herpetology at the latte r in 1924. But Noble was
not content with a career devoted entirely to systematics and natural history, when
the cutting edge of biology lay in the experimental disciplines of neurology,
physiology, and endocrinology. A series of offers from Columbia Univ ersity and
Cornell University Medical School in 192X provided Noble with a bargaining
position: as a condition of remaining at the museum, Noble demanded half of the
fifth and sixth floors of the African wing, then under construction, for a
laboratory of experimental biology; he also required an annual budget increase
of $10,000, to $27,000. In addition, the Department of Herpetology was to
become the Department of Herpetology and Experimental Biology, with half of
Noble's time to be given to experimental biology research. The museum acquiesced to Noble's demands, and
in May 1934 the City of New York completed his Laboratory of Experimental
Biology at a cost of $79,820. It occupied the entire sixth floor and the roof
of the African wing and included, among other things, an aquarium room, three
greenhouses, an animal house, a histology laboratory, and a physiology
laboratory. But because of the financial constraints caused by the Depression,
the museum could maintain its previous level of support. To compensate for the
l oss of his research and clerical staff, Noble managed to secure help from the
Works Progress Administration (WPA). In 1934 seventeen WPA people were working
in his laboratory; by 1937 this number had escalated to sixty-five. These
workers were involved no t only in the preparation of exhibits and the
maintenance of the aquarium rooms and laboratories. A number of individuals
also worked as research assistants. In addition, Noble had a staff of at least
seven people responsible for translating biological ar ticles from foreign
journals, analyzing literature dealing with the morphology, physiology, and
habits of reptiles, and collecting literature on the courtship and sexual
behavior of animals.
Financial backing for Noble's Department of Experimental
Biology owed much to the efforts of Burden, who, along with relatives and
friends, contributed $47,500 for the operation of the department during its
first five years. Burden's admiration and su pport of Noble as a research
scientist was initially sparked by a course on paleontology that Burden took
from Noble at the American Museum while pursuing a graduate degree in geology
at Columbia University (A.M., 1926). Four years apart in age, the two h ad much
in common. Both came from the elite of New York society; Burden's father made
his fortune in iron and steel and owned a posh country estate on Long Island
that was used by dignitaries such as the Prince of Wales. Both had attended
Harvard as under graduates and served in the navy. Burden's social status and
his big game hunting expeditions to the Far East and Alaska upon his graduation
from Harvard served as rites of passage into the wealthy sportsmen circles of
New York City, such as the Boone and Crockett Club. During the financial
crisis, Burden constantly tried to provide Noble's department with a high
public profile. He persuaded friends from the New York Times and Fortune to
write articles about Noble's research. When, for examp le, Noble induced egg
laying in a species of salamander through transplants of the pituitary gland,
Burden urged him to go public. "What excitement you will evoke if the
substance of your new hormone not only brings immature animals to sexual
activity but increases sexual activity among the aged," Burden exclaimed.
"Pull that trick and we will never have any difficulty raising funds for
your research." Taking Burden's comments to heart, Noble published an
article in the New York World Telegram enti tled "Recent Advances in Our
Knowledge of Sex." Burden's public relations efforts secured over $35,000
from the Josiah Macy, Jr., Foundation and the National Research Council
Committee for Research in Problems of Sex for Noble's research between 1935 and
1940. Magazine articles and press
releases were one way to market research findings. Another outlet, however,
proved particularly well suited to the popularization of natural history subjects
by the 1920s: the expedition film or travelogue. The success of M artin and Osa
Johnson's 1927 film Simba which was sponsored by the American Museum of Natural
History and generated $2 million in revenue, testified to the public's
fascination with the exotic, be it wildlife or indigenous peoples. A
documentary of the couple's travels across "the dark Continent,"
Simba was just one of numerous films during this period that interlaced footage
of ferocious beasts and "primitive" tribes. Such travelogues, as Ella
Shohat writes, incorporate a narrative of colo nial discourse, projecting the
spectator into unknown lands whose inhabitants become objects of both the
scientific and the popular gaze; their image is then "replayed and studied
in the metropolis" for economic and scientific gain. Intrigued by reports of a new species of
giant lizard discovered in Java, Burden recognized the opportunity to document
an expedition that would secure the creature for scientific and popular
exhibition. Putting up $15,000 of his own money, Burden, wi th Noble's help,
managed to secure the backing of the American Museum for a 1926 expedition to
the Dutch East Indies to film and capture Varanus komodoensis, more commonly
known as the Komodo dragon. He was accompanied on the expedition by his firs t
wife, Katherine White Burden, the Smith College herpetologist Emmet Reid Dunn,
a professional hunter from Indochina, J. M. Defosse, and a cameraman hired in
Singapore, Lee Fai, in addition to numerous porters, cooks, and hunters hired
in the region who remained nameless throughout Burden's stories. The expedition
was both a scientific and a public relations success. Burden returned with two
live specimens and twelve dead ones. The captured dragons were donated to the
Bronx zoo, where attendance was said to have increased by thirty thousand
people a day, and the dead specimens were used to make up the Komodo lizard
group in the museum's new Hall of Reptiles, which opened to the public in 1927.
Unfortunately, the dragons did not live long at the zoo, and
the "lethargic, deflated captive" failed to give "any impression
of his aggressive, alert appearance in his wild home." As Burden, the
Johnsons, and others realized, nature uncut and unedite d is never as dramatic
and captivating as nature onscreen. Burden quickly recognized this when he
began to construct popular accounts of the expedition upon his return to the
United States. His "Komodo diary though absolutely exact" as to the
chronologica l order of events "was utterly useless," for "it
would have bored anyone to extinction." In preparing an article for
Natural History, Burden had to do some judicious editing of his diary in order
to bring suspense to the story and build to a climax . The Natural History
account ends with Burden witnessing the live capture of the largest Komodo
dragon they had seen on their travels, a beast "so large and so villainous
of aspect that I trembled with instinctive revulsion." Once snared, lassoed by Defosse, and
hog-tied, the dragon was put into a special cage with steel netting placed over
a large air hole at the top. The next morning, Burden wrote, all were dismayed
to find that the beast, with its prodigious stren gth, had ripped the steel
apart and escaped. The herpetologist Dunn took exception to Burden's retelling
of the story. While he agreed that Burden had said nothing that was not
"in consonance with the [Komodo dragon's] nature," Dunn complained
that the ev ent that Burden described was "witnessed by no white
man." "The beast that got away," he insisted, "was no
larger than two that were shot," nor did it escape at the end of the
expedition. Burden was irritated by Dunn's reaction. Their dispute epitomized a
fundamental disagreement over the ethical practices involved in the popularization
of science and realist representation. At what point had one gone beyond the
boundaries of science and entered the world of fiction? Although the escape of
the large Komod o dragon occurred early in the expedition, and although Burden
had not actually seen its capture, his retelling of the story based upon the
descriptions of Defosse and Dunn, who had witnessed the event was written to
"make the reader feel as one felt at t he time." Failure to do so,
Burden insisted, was "just as much a misrepresentation as to say that the
big lizard was captured near the end of our trip instead of the first
week." In recounting the capture of
the Komodo dragon, Burden's task was not, as Dunn believed, to provide a
precise chronicle of events. Realism required much more. Burden sought to
present an emotional reality, an expressive element that is quickly cast as ide
in the presentation of scientific data but is essential for capturing the
interest of and motivating the lay public. Burden needed to provide an
experience for the audience that they would never have in a zoo. He came
closest to this ideal in his film of the Komodo dragon expedition. Burden's
objective was to take the raw footage of nature thousands of feet of film shot
on the expedition and create such an illusion of reality that the spectators
experienced the event more vividly than if they had been in Java with the
Komodo dragons themselves. The scenes, however, could not be staged on the
Hollywood set or in the zoo. Rather, Burden, like all documentary filmmakers,
had to discover what the film theorist William Guynn calls "the elements
of a story in latent form within the real." How did he choose the precise frames that
would display the essential features of the dragon's habits and behaviors to
those seated in the comfort of the theater?
An analysis of the concluding sequence of the Komodo dragon
film reveals much of the behind the scenes work that went into Burden's
construction of the event. The scene begins with an unidentified porter,
Burden, and Katherine entering a blind or "bom a." The shot already
establishes the racial and gender hierarchies within the expedition. The
unnamed Indonesian porter bears the heavy camera equipment, while Burden in
true white hunter fashion bears the gun. Katherine follows behind. Burden
closes the blind. Katherine begins turning the crank of the camera, and the
drama of the next scene unfolds. A large Komodo dragon enters the screen from
the left. At center screen is the carcass of a wild boar, set out by the
expedition members, while a smaller dra gon is present on the right. As the
large dragon goes to feed on the boar, the scene cuts to a close-up of the
animal enveloping the bait with its jaws. A medium range shot of the dragons
follows, with the large Komodo raising its head high upon its muscu lar
forelegs. The action is heightened by a reverse shot showing the lens of the
camera camouflaged in the blind and then an interior shot of Burden operating
the camera and Katherine holding the gun, an excited look upon her face. Next
we return to a clo se range shot of the large dragon feeding upon the boar,
which incorporates parts of the footage used in a previous scene. The climax
builds as our gaze returns to the blind; but now Katherine is running the
camera, while Burden takes aim and fires. Only Burden is allowed to take the
shots both from the camera and from the gun that will, through the miracles of
cinema and taxidermy, transform the dragon into a spectacle for science and
entertainment in the Hall of Reptiles at the American Museum of Natura l
History. Many of the transformational
practices such as filtering, upgrading, and defining identified by Michael
Lynch in his work on visual representation in the life sciences are evident in these
final scenes. In filtering, lengthy segments of boring activit y are cut, so
that each film segment conforms to the audience's visual attention span. In the
process the image is also upgraded and defined: the dramatic behavioral
activities of the organisms are isolated and spliced together. Dramatic
sequence in fact becomes an essential narrative structure in documentary
behavior films, corresponding to the dramatic scenes that movie audiences had
come to expect in fiction films. The technological practices of Hollywood and
scientific film are not so easily separated . While the footage of Burden and
Katherine in the blind was added later to increase drama, in the hope of
earning the film a theatrical release, the particular shots of the dragon's
postures were latent within the real, chosen by Burden for precise reaso ns.
According to Burden, the close shot of the large Komodo wrapping its jaws
around the wild boar resembled "Tyrannosaurus as restored in modern
paintings" and thus gave a "fairly accurate picture of the way in
which carnivorous dinosaurs devoured their prey." The raised head posture
of the dragon also foreshadowed another pose of the lizard, witnessed only
rarely; when it sat back on its hind legs and tail, it bore a "striking
though superficial resemblance to certain dinosaur restorations." 18 It
was precisely these dramatic postures that were taken to codify the image of
dragon behavior within the museum diorama. In the diorama, the two most
spectacular postures of the dragon in the film are juxtaposed: the raised hea d
posture and the jaws enveloping the wild boar (see the Frontispiece). Both of
these activities occupied very short pieces of footage in the film, and they
never occurred together; yet the museum goer observing the diorama takes these
postures as represe ntative of the dragon's habits. Both were meant to evoke a
primeval monster in a primeval time.
Although Burden was unsuccessful in his attempts to get a
distributor for a theatrical release, the Komodo dragon film was shown to many
audiences through established social clubs of sportsman-naturalists, including
the Wilderness Club and the Boone and C rockett Club, dinner meetings of the
museum trustees, private parties at the homes of New York City's social elite,
such as the publisher George Putnam, and explorer-traveler organizations like
the National Geographic Society. Indeed, there was such a dem and for Burden's
film that Noble began delivering lectures at showings in order to generate
research funds for the department. The
Komodo dragon film convinced Burden of the applicability of Hollywood
technology to public ed ucation and entertainment, and over the next thirty
years he experimented with various approaches to the visual presentation of
scientific ideas, all of which incorporated central elements derived from the
psychology of film. Zoos and museums had focused too intently on static
display; they had not, Burden insisted, "progressed beyond the stage in
the history of zoology when the majority of workers were accumulating the vast
systematic data." The goal of
biological science in the twentieth century, Burden argued, was not
classification and description but experimental inquiry into the underlying
mechanisms of life. This is why Burden fought hard with the museum's board of
directors to keep the Department of Experimental Biolo gy intact when Noble
died suddenly of a streptococcus infection in 1940. Through the laboratory
investigation of behavior, Burden believed, the biologist was unraveling the
important mechanisms that governed and controlled the living organism's
activities .
In the Hall of Reptiles at the American Museum, the Komodo
dragon diorama was accompanied by a small projector showing clips of the
animals in action. As Burden and Noble recognized, the realism of the museum
diorama was not sufficient to capture the essential elements of experimental
life sciences in the twentieth century. "With modern technique,"
Noble remarked, "it is possible to reproduce with startling realism the
most beautiful scenes in nature. But the Curator's task only begins with the
habita t group. He must in supplementary exhibits dissect and analyze Nature in
such a way that the public will understand the principles controlling the life
of the creatures portrayed." Animal behavior was of central importance in
biological education, Noble and Burden believed, because the study of behavior
captured the dynamic activity of the organism while elucidating underlying
biological processes and concepts. Drawn to the dramatic, visual aspect of the
animal's activities, the audience's attention could then be turned to an
investigation of the causal mechanisms governing these outward displays.
Through artistic editing techniques, Burden was able to take the raw footage of
Komodo dragons in the wild and recreate for the sp ectator in the metropolis a
primeval scene of their life in their natural habitat, with Hollywood elements
of entertainment and drama spliced in. The footage for Noble as a research
scientist served different ends. His primary task was not the reconstruct ion
of nature for public consumption. Rather, nature onscreen provided an important
methodological tool for the further dissection and analysis of nature in the
field.
TAKING HOLLYWOOD TECHNOLOGY TO THE FIELD
Before embarking on a professional career in science, Noble,
like many young amateur naturalists of his generation, had picked up the camera
in place of the gun. In an unpublished essay written while an undergraduate at
Harvard, Noble described his advent ures in photographing laughing and herring
gulls on Muskeget Island off the coast of Massachusetts. Establishing himself
in an umbrella blind, he took delight in the drama unfolding before him.
"It was just like reading a novel," Noble exclaimed. "There I
was, sitting comfortably on the beach under my umbrella and watching the
characters of my book walking before me in actual file." Twenty years
later Noble would return to Muskeget Island, this time armed with both a camera
and all the investigative techniques that early twentieth century endocrinology
and neurology could offer.
During the first five years of the Department of
Experimental Biology's operation, much of Noble's experimental research was
devoted to the effects of endocrine secretions on processes such as
reproduction, tooth formation, molt, and brooding reactio ns in the amphibia.
Although the laboratory was originally intended to "consider many problems
on the borderline between natural history and biology," Noble, facing
drastic budgetary cuts, decided to limit his research to the "physiology
and psychology of reproduction in the lower vertebrates." From 1935 until
1940 he developed a program of animal behavior study that utilized the
techniques of endocrinology and neural surgery to establish a detailed picture
of the mechanisms responsible for the evolution of courtship behavior in the
vertebrates. By analyzing the courtship behavior of fishes, reptiles, birds,
and finally mammals, Noble hoped to ascertain how phylogenetic changes in
neural structure led to differences in social behavior patterns and to what
extent display colorations and behaviors were the result of sexual selection.
For Noble, behavior was to be understood through examination of the
neurophysiological structures and processes ingrained in the individual
organism as a consequence of its phy logenetic past. Noble's analysis of the physiological and
neurological mechanisms governing behavior relied heavily on detailed
observations of the social behavior of organisms in their natural environment.
In this field setting, film became an indispensable tool for Noble's research.
Noble expressed an avid interest in the potential of cinema for research and
educational purposes. He served, for example, on an advisory committee,
directed by Fairfield Osborn of the New York Zoological Society, that completed
a compr ehensive survey of natural history films and prepared production plans
for a series of educational films on natural history subjects under a grant
from the Rockefeller Foundation. His
experience behind the camera lens is evid ent in his silent color movie, The
Social Behavior of the Laughing Gull, which was delivered as a motion picture
demonstration at the 1940 meeting of the American Ornithologists' Union.
In The Social Behavior of the Laughing Gull, Noble returned
to the site where his early interests in wildlife photography had been
awakened, to the gull colonies on Muskeget. The film begins with an upward
angle shot of a flock of laughing gull s landing in the dense marsh grass
vegetation on Muskeget. The dark head of the laughing gull, contrasted with the
white plumage of the herring gull, raises the question of why the two species
should develop such different nuptial colors. The audience is led on a visual
tour of the different nesting sites of the laughing and herring gull and the
resulting difference in protective coloration of their young. Adult plumage,
however, serves no protective function; instead, Noble argues, it has a social
signif icance. The film then reconstructs the important stages in the life
cycle of the laughing gull, from mating to nest building to care of the young.
The scenes that follow are especially instructive in helping the audience
recognize the repertoire of postur es that biologists take as significant in
the laughing gull's courtship, such as the nest enticement call, head flagging,
the long call, and the charging posture. Sex is the main plot line running
through the story. Certain postures must be enacted before successful mating is
possible. The male must achieve a superior head position over the female to
secure "sexual dominance," while the female must adopt a
"submissive" posture in "foodbegging." We are even witness
to an alleged "rape" of an already mated female. The filter of
patriarchy is apparent, as gender roles found in human society are biologically
reinforced once Noble turns his gaze to the laughing gulls' world. Furthermore, by juxtaposing display postures
used in c ourtship with similar types used for communication between a parent
and its young, Noble visually conveys the idea that much of the laughing gull's
behavior is rooted in sexual drive. The first part of the film ends by
returning to a shot of the dense gra ss of the laughing gull's habitat and the
suggestion that the contrasting color of the laughing gull's head helps accentuate
the signaling cues of the head flagging ceremony during courtship.
Like Burden's Komodo dragon film, the first part of Noble's
movie is meant to be a realistic portrayal of the life of the laughing gull in
its natural environment. No humans ever appear onscreen. It is as though the
audience were in the blind on Muske get Island watching nature's drama unfold.
Yet considerable dissection and analysis has already taken place in Noble's
recreation of the laughing gull's world. Film technology aided Noble greatly in
identifying the precise postures that serve as communica tion signals between
individual birds. The final footage that we see projected on screen has been
filtered through the lens of theory, experiment, and entertainment: much of the
gull's life has been left on the editing room floor. This is no cinema verite .
The belief that we are watching a pristine scene of the
laughing gull's world is strengthened by the contrast achieved during the
second part of the film. With the description of the natural environment and
behavior of the laughing gull complete, natu re must now be brought into the
laboratory. Two men in a boat appear with a basket of laughing gull chicks. A
shot of a young gull in winter plumage against a stark blue wall indicates that
we are no longer in the field. A syringe and a box of cotton and the appearance
of two human hands tell us that we have entered the world of twentieth century
experimental biology. Noble's film has shifted from a nature documentary to a
documentary of experimental practice. Young birds who have not reached sexual
matur ity that are injected with testosterone propionate display courtship
behaviors similar to those witnessed in the field. A change in the head color
of the treated birds is striking visual evidence that Noble has isolated the
internal physiological mechanis ms governing the laughing gull's behavior in
the wild. The laboratory sequence reaffirms the conclusion alluded to in the
first part of the film: that sexual drive is the pervasive force operating in
the social behavior of the laughing gull. The final ver sion of the laughing
gull's world as it appears onscreen a return to the wild provides a powerful
visual testimonial that nature in the field and nature in the laboratory are
one and the same.
The advantages that film offered in animal behavior studies
were numerous. As Noble's movie illustrates, film became extremely important as
an inscription device that allowed display postures to be codified onto a
two-dimensional surface that could be shared among researchers. In this
respect, film plays a role in science similar to that of other inscription
devices such as maps, graphs, and tables. Bruno Latour has suggested that the
importance of inscription devices for science stems from their prop erties of
being "mobile, but also immutable, presentable, readable, and combinable
with one another." Immutable mobiles, as Latour calls them, enable
individuals to mobilize other allies, so that the instances of one time and
place can be transported to a nother. To convince others of a particular theory
about bird behavior, for instance, we do not all need to go to Muskeget Island
to witness the event in question; rather, I can capture the event on a
two-dimensional surface that can be presented at a prof essional meeting or
mailed to other colleagues. Indeed, in 1938 the Psychological Cinema Register
(PCR) was established by Adelbert Ford at Lehigh University to provide a formal
institutionalized framework to support the informal film-exchange network tha t
had developed among researchers in animal behavior and psychology. The PCR was
transferred to Penn State University in 1944 under the direction of the
primatologist C. R. Carpenter, and it quickly became the leading U.S.
distributional center for behavi or films.
Carpenter, who received his Ph.D. in psychology at Stanford under Calvin
P. Stone in 1932, did much to establish field observation techniques for the
study of primate societies under natural conditions. In the early 1930s, as a
postdoctoral student of the Yale comparative psychologist Robert M. Yerkes,
Carpenter conducted a field study of howler monkeys on Barro Colorado Island in
the Panama Canal Zone. In 1937 he accompanied the Asiatic Primate Expedition to
study the behavior and social relations of gibbons in Siam. One year later, in
conjunction with the Columbia University affiliated School of Tropical Medicine
at the University of Puerto Rico, Carpenter helped establish a colony of rhesus
monkeys on Cayo Santiago. Fairfield Osborn recognized that Carpenter's study of
rhesus monkeys provided a unique opportunity for the production of a film on
primate behavior, and the Rockefeller Foundation advisory committee contributed
the film stock to document Carpenter's expedition. Relying heavily on techni
ques derived from sociometric analysis and semiotic theory, Carpenter's
research focused on the study of communication in primate societies. His
wartime experience in the production of informational training films for jungle
survival convinced him of the need to develop film and television for
educational instruction at both a regional and a national level. In his own
classes on primate behavior, taught at both Penn State and the University of
Georgia in the postwar years, Carpenter stressed the importanc e of motion
picture films for simulating field observations of primates and providing
students with training in observational skills at a time when "realistic
experiences in observing primates in their natural habitats [had become]
progressively more impr actical and expensive." p
Film was certainly influential in helping instruct
individuals in the conventional codes used by other researchers to recognize
the signs used in animal communication. Film also became an important format
for the presentation of ideas at professional meetings. The animal behavior and
sociobiology sessions of the American Society of Zoologists and the Ecological
Society of America, which began meeting in 1947, incorporated the motion
picture demonstrations that had been a standard format for paper pres entations
for organizations such as the American Ornithologists' Union and the American
Society of Mammalogists since the 1930s. Seeing thus became a strategy to
promote believing. But film could also help researchers learn about experimental
practices ad opted by other investigators. In the late 1930s Burden contributed
funds so that Noble could actively import animal behavior films shot by
Continental ethologists, both to show to audiences at the American Museum and
to study for information on how Europe an workers conducted their experiments.
Karl von Frisch was one European researcher whose films Noble collected. Von
Frisch, a University of Munich physiologist who in 1973 shared the Nobel Prize
in Medicine and Physiology with Konrad Lorenz End Niko Tinb ergen for his
contributions to the study of animal behavior, produced a number of films
beginning in the 1930s on sensory recognition in bees and fish; these were
masterpieces in the illustration of experimental technique and played an
important role in c onvincing both scientists and lay audiences throughout the
world of the validity of his theories regarding bee communication.
As the motion picture became a more pervasive communication
medium among researchers, one might ask if and how the underlying cognitive
content of the science changed in consequence. To what extent did cinematic
conventions become a part of the struct uring metaphors that researchers drew
upon to construct narratives of the animal world? Additionally, one might ask
how dependent theoretical frameworks for understanding animal communication
have been on the development of twentieth century communication technologies.
The development of sonar for submarine communication systems and its role in
understanding dolphin communication during the 1950s is a case in point. Did
utilization of such technologies within the laboratory and in the field
preclude inves tigation of other forms of communication, such as smell? The
impact of film on the cognitive dimensions of animal behavior studies is too
large a topic to be addressed adequately within the confines of this essay. It
is safe to say, however, that film cer tainly helped to channel animal behavior
studies in an experimental and theoretical direction oriented around visual
communication within the animal world. This is not to suggest that visual
display was not an important component of animal behavior resear ch before the
advent of motion picture technology; humans are prone to strong reliance on the
visual in a way that other species are not. The development of ethology owed
much to a long amateur tradition of bird watching in which photography came to
play an important role. European ethologists such as Lorenz and Tinbergen were
themselves actively engaged in the production of film, and they developed a
theoretical framework for animal behavior that centered on animal posture and
visual display as signs or stimuli that triggered innate releasing mechanisms
in organisms. Of all the American
researchers, Noble was perhaps most closely connected with this European
tradition. In studying the evolution of courtship display, he was interested in
unraveling the visual communication signals between mates and the underlying
sensory physiology that made such communication possible. And he chose
organisms that had intricate posturing ceremonies, such as black-crowned night
herons, or th at went through remarkable color changes, such as jewel fish, in
the process of courtship. Hence the organisms chosen as model systems for studying
behavior were precisely those that would appear most spectacular on film. In
this instance, the drama of Ho llywood was an integral part of the science. And
while the existence of film technology enabled a more precise and exacting
study of visual communication in the animal world, visual representations of
animal behavior increasingly became appropriated by th e public, creating an
expectation of nature among lay audiences that they would rarely, if ever,
encounter in the field.
ANIMALS AS POPULAR SPECTACLE
The prospects of film, not only for scientific research but
for education as well, seemed to both Noble and Burden unlimited. Others shared
in their enthusiasm for this new medium. The 1920s and 1930s marked a watershed
in studies and discussions on the e fficacy of visual education within the
elementary and secondary school curriculum. Use of motion pictures in the
schools seemed to harmonize with many of the ideals of progressive education
espoused by John Dewey, Alexander Meiklejohn, and others. Educati on needed to
be oriented toward life experiences, and it was through experience, through
adaptation and adjustment to the surrounding world, that the child learned
about his or her environment. The task of the teacher, as outlined in the
principles of the American Progressive Education Association in 1920, was
largely motivational: to spark the interests of the child, to arouse a
question, a goal, in need of satisfaction. Furthermore, teachers should
encourage the use of all the senses. The child was a fu nctional whole, and one
needed to include emotional development as well as intellectual learning in the
educational process. Anna Verona Dorris, head of the Department of Visual
Instruction at the State Teachers College in San Francisco, noted in 1928 tha t
film's ability "to arouse interest, hold the attention, and compel the
emotional as well as the mental comprehension that makes learning
effective" made it an important resource in education. Twenty years later
Herman F. Brandt, professor of psychology at Drake University, pointed to
similar advantages. "The motion picture," he wrote,
"representing reality as it does, provides for the growing, developing
child an experience very similar to that found in real life.... Since firsthand
participation is fre quently inaccessible and impractical, the motion picture
provides a representation of experience in life so vivid and realistic that the
observer profits from it as though it were his own experience." Despite the general enthusiasm for film among
educational theorists, the actual place of film in the educational curriculum
before World War II remained marginal at best. Educational film faced major
impediments, primarily because of the economic inte rests of Hollywood and the
institutional structures in place for showing and promoting films. Burden
himself experienced the hegemonic control of film distribution by the Hollywood
corporate giants when he produced the acclaimed documentary The Silent Enemy,
which details the life of Ojibways before the coming of Western civilization.
The Silent Enemy opened in New York in 1930 to widespread critical acclaim, but
it proved to be a box-office failure owing to poor promotion by Paramount and i
ts lack of sound in a period when talking pictures had revolutionized the
industry. Hollywood companies such as Paramount did not believe that a market
existed for educational films and were reluctant to promote them, as the case
of The Silent Enemy shows. Not until the invention of 16mm film in 1923 and its
extensive use to disseminate information and propaganda to the public during
World War II were the prospects of educational film greatly expanded. Between
1937 and 1947, for example, the number of university and college film libraries
in the United States escalated from 27 to 65. Similarly, the estimated number
of 16mm sound projectors jumped from 6,500 in 1936 to 100,000 in 1948.
Recognizing the potential market for educational films, Hollywoo d jumped on
the bandwagon in the postwar years. Walt Disney had converted his studio in
wartime to the production of information films, and he became interested in the
commercial market for "sugarcoated education" after the war. Seal
Island, released in 1 948, was the first of Disney's True-Life Adventures, a
natural history film series that includedBeaver Valley, The Living Desert, The
Vanishing Prairie, and The African Lion.
The lack of markets for educational film before World War
II, however, did not dissuade Noble and Burden from continuing their efforts to
popularize biological subjects in a visual, dynamic framework. Movie attendance
continued to escalate in America duri ng the 1930s, reaching an all-time high
in 1946, and Noble's awareness of this interest in film within American popular
culture was reflected in his design of the Hall of Animal Behavior that opened
in a section of the Theodore Roosevelt Memorial at the A merican Museum in June
1937. The most spectacular aspect of the exhibit, which drew considerable press
commentary, was a series of six displays that depicted the way the chicken,
dog, fish, fly, chameleon, and turtle experience their environments. Standin g
in front of a picket fence, the visitor saw a painting of hens and a rooster in
a barnyard while a story was narrated over a loudspeaker (Figure 1A). As the
visitor heard the sentence "But to the hen every other hen in the yard is
a personality," a new scene of the barnyard emerged in which the rooster
took on enormous proportions and the sizes of the hens also changed (Figure 1B
According to Noble, the scene showed how hens perceive each
other and illustrated the prevalence of dominance hierarchies within the animal
kingdom. The story went on to describe the dominance hierarchy and the
advantages that such a social system had in animal life. There is also a moral
message here a message about the family and the importance of male dominance
for the healthy maintenance of family life.
Noble's Hall of Animal Behavior departed from traditional
museum displays in a significant way. Dioramas are static displays. The new
exhibit, however, offered a dynamic framework, with the changing of scenes, of
pictorial images, in front of the passive observer. Each scene is a single
frame within the film narrative that, viewed as a whole, tells a story of how
the evolution of neurophysiological structures in the vertebrates has affected
the sensory perception of organisms and determined the way in whi ch animals
relate to the external world. By incorporating this dynamic visual framework
into the museum presentation, Noble believed that he was able to convey
"scientific advances in biology and natural history" by going beyond
labeled objects to show th e inner "functioning of the parts and the basic
principles involved. "
Noble's hall was merely a prototype, a first venture, in
experimenting with what Burden called the "new vision of
learning." At the same time that
Noble was creating the Hall of Animal Behavior for the American Museum, he an d
Burden were actively at work on another project that utilized the technology of
motion pictures to create an educational and entertaining environment for the
public: Marine Studios, which opened its gates to twenty-five thousand visitors
on 23 June 1938 . Situated on the east coast of Florida, just south of St.
Augustine, Marine Studios was another attempt by Burden to develop a dynamic,
visually oriented exhibit in this instance, of undersea life. Its original
impetus came from Merian Cooper's film C hang, in which a scene of an elephant
stampede was shot by enclosing the animals within a stockade large enough that
it would not impede their natural movements and behavior, yet small enough that
camera operators could take action shots with relative ease. Burden had adopted
the same technique in filming the caribou migration in The Silent Enemy, and he
and Ilia Tolstoy, who had worked with Burden on The Silent Enemy, decided that
a similar approach could be used to obtain underwater ac tion shots of marine
life (Figure 2). With financial backing from a number of upper-class New
Yorkers, Burden and Tolstoy began construction in May 1937, guided by the
scientific expertise of Noble and C. M. Breder from the New York Aquarium.
Burden recognized the power of film to capture the
audience's attention, and he designed Marine Studios with the psychology of
motion picture perception in mind. Emotions, Burden argued, formed the
mainspring of human interest in any subject; to capture t hem was the
educator's first task. If the exhibits in Marine Studios' tanks are of
sufficient intrinsic dramatic value, if they are sufficiently graceful and
vivid and striking as to arouse the audience's admiration or wonder or
curiosity, then it will be relatively easy to engage the spectator's attention
along more serious lines." To achieve this, one needed to design the
oceanarium so that the "usual distractions that are so ever-present in the
exhibition halls of a museum or aquarium" were absent. One needed to
create the conditions of the motion picture. "To sit comfortably in the
dark and allow one's attention to be fixed on the lighted screen requires no
conscious effort," Burden reasoned. "The response is automatic.
Similarly, if the enclosed gall eries or corridors which run at different
elevations around the entire perimeter of the tanks are so arranged that each
observer can sit comfortably in relative darkness in front of his own porthole
the person screened on either side by a projection or cu rtain that isolates
him from the neighboring portholes and spectators, his attention will be more
easily fixed on the moving exhibits beyond his own glass ports"
Like the natural history film produced for public
consumption, Marine Studios looked to reconstruct nature through science and
entertainment. Indeed, Marine Studios is best read as a movie. The design and
location of the portholes present unparalleled pho tographic opportunities
(Figure 4). If we stand back from the tank wall, each porthole represents a
frame in the filmstrip, freezing the animal at a point in time. But as we put
our faces to the glass, we become part of the undersea world. The task of Mar
ine Studios, as of the natural history film, is to create the illusion of
reality. By allowing visitors to meet the natural object in reality, rather
than staging scenes in front of the camera, Burden hoped to unveil the story of
animal life that is laten t within the real, a story concealed from the
scientist but that only science could eventually reveal. His goal in the
construction of Marine Studios was to make the observer feel as though he or
she was a witness to the activity of life off the coast of Florida, 75 feet
below the surface. Burden became incensed when he learned of filmmaker Pete
Smith's plans to include a scene of diving girls swimming in the tanks with
fish in a short on Marine Studios he was producing for MGM. In a letter to
Smith, Burd en noted that "Marine Studios is a serious scientific
enterprise . . . where visitors may observe undersea life.... Diving girls are
hardly in keeping with" such an enterprise.
But just as we forget all about the footage that was left on
the editing floor in the making of the natural history film, the visitor to
Marine Studios is similarly unaware of all that has taken place behind the
scenes. The moviegoer watching a natural h istory film does not think about the
outtake footage, the editing in the production room, the synchronizing of sound
with images. Seated in the darkened theater, the viewer is there in Indonesia,
watching the Komodo dragon engulf its prey. At Marine Studi os, the visitor is
unaware of all the activities taking place in the research lab and the search
for and effort to display organisms with exotic behaviors. A visitor in 1938
certainly had no knowledge of the large number of fish removed by divers each
day after the tourists had gone fish infested with the parasite Epibdella,
which ate out the eyes of pelagic species not immune to the diseases carried by
coral reef fish. This problem was solved in the immediate postwar years by
adding copper sulfate to the water, but this destroyed the colorful
invertebrate corals. These are just a few of the problems faced daily by
researchers at Marine Studios in its very early years. Nature, Disney-style, is
not so easily constructed. In its early
years Marine Studios was the primary institutional center for cetacean behavior
and neurophysiology research, drawing scientists from such places as the
American Museum, the University of Chicago, Johns Hopkins University, and
Harvard Univers ity. Noble was himself enthused by the research prospects that
Marine Studios could offer. In his laboratory at the American Museum he
experimented with drugs that could be used as anesthetics during the capture
and transport of fish to the aquarium. Mari ne Studios also sent specimens of
fish brains to Noble's lab to aid in his work on the neurophysiological basis
of behavior. Before his death in December 1940 Noble had outlined a whole
program of research for the study of cetacean behavior that was carri ed
forward by Marine Studios curator Arthur McBride with the help of the
comparative psychologist Donald Hebb. In
an article entitled "Meet Mr. Porpoise," published in Natural History
in 1940, McBride introduced readers "to one of their most human deep-sea
relatives." "His astonishing habits," McBride continued,
"observed at Florida's Marine Studios, re veal an appealing and playful
water mammal who remembers his friends and shows a strong propensity to
jealousy and grief." This public image, however, was not fully
representative of the behavior of dolphins within the scientific laboratory, a
contradicti on that raised delicate moral issues, especially when the intended
audience became the 1950s nuclear family. Like many stars, the dolphin had
another side to its private life that could not be completely revealed. When Frank
Essapian submitted an article on dolphin behavior, based on his observations at
Marine Studios, to Natural History in 1953, the editor asked him to omit the
paragraph describing dolphin homosexual behavior. By the 1950s natural history
films, especially those crafted by Disney, had become moral tales Of the
family, the Aesop's fables of 1950s television culture. In a period when
parenthood, domesticity, and traditional gender roles were idealized as routes
to personal fulfillment, social norms came to be reinforced through anim al
behavior stories that focused especially on themes such as courtship, nest
building, parenting, and development of the young. In one episode of Adventure, a CBS television
series produced in association with the Am erican Museum of Natural History
that ran from 1953 to 1956, Konrad Lorenz is portrayed as the thoroughly
devoted mother to a group of young goslings that have imprinted on him. As
outdoor recreation and wildlife observation became prominent features of a
shift in environmental values within the 1950s American suburban home, nature
became a wildly popular commodity. The important point about these 1950s
natural history tales was that the natural family was an identifiable and
universal category throughout the animal kingdom. This ideal of universality
conformed precisely to the marketing needs of national television advertisers,
who sought to project an image of the white, middle-class American family
audience in which ethnic and class differences were ho mogenized. Advertisers
found that they could appeal to the public's growing fascination with wildlife
and at the same time legitimate their own interests in creating a homogeneous
public through fables of the natural universal family.
CONCLUSION
Although some visual representations in science have little
or no meaning beyond a select professional community that shares in conventions
of representational practice and interpretation, many visual images employed in
science have less fixed and stable meanings and are accessible to multiple
audiences. The study of visual representation thus offers many opportunities
for exploring the intersection between scientific and popular culture. In the
case of animal behavior films, the same images can be approp riated by
different audiences and read in different ways. The head flagging ceremony of
the laughing gull in Noble's film, for example, has a very precise meaning to
an audience of professionally trained ethologists. Yet the same footage might
be employed for comic relief in a Disney True-Life Adventure. Even in a
professional context such as a meeting of the American Ornithologists' Union,
the element of popular spectacle is not completely absent from animal images,
for the biologist inhabits many social worlds.
The problem with a diffusionist model of popularization is
that it ignores the permeability of boundaries within scientific culture. Yet
there are always avenues of potential transfer and influence from other
cultural domains. As this essay has sugges ted, analysis of film as a
methodological tool in the study of animal behavior can reveal a good deal
about the problems facing practitioners of traditional natural history in the
light of twentieth century experimental life sciences. But the place and fu
nctions of film as a research tool in science cannot be entirely separated from
the social practices and expectations that came to characterize the place and
functions of film in American popular culture. Furthermore, in analyzing visual
representation in science, much more work needs to be done to understand the
relationships between representational practices and the cognitive content of
science.
Within the science of animal behavior, film as both a
methodological and a marketing tool became a pervasive force throughout the
United States after World War II. The influx of films and ideas from
Continental ethologists sparked a revival in natural istic field studies and a
preoccupation with communication signaling, both visual and auditory, in animal
societies. In the 1950s Walt Disney became the master at appropriating images
of animal behavior, many of which were photographed by biologists in th e
field, to construct entertaining tales of family life. His True-Life Adventures
brought the glamour and excitement of life in the field to the 1950s suburban
home. Zoos were forced to respond, developing more naturalistic surroundings
for their animal exhibits, while museums built large screen Cinemax theaters
and offered more dynamic, interactive displays.
The visual perspective of film and television has indeed
become the metaphor by which we understand and represent the animal world. Yet
although film as the structuring metaphor has, like all metaphors, opened up
new avenues for investigation, it has also constrained our perceptions and
understanding of nature in certain ways. Glamour species dolphins, for instance
have been widely utilized by zoos, museums, and environmental groups to enlist
public support for conservation efforts, but this strategy has proven
increasingly problematic, focusing public attention on a few species without
conveying an adequate understanding of the need to preserve whole ecosystems.
In a recent exhibit of the koala, the Bronx zoo placed a video loop of the
animal in acti on next to the live specimens. Koalas spend most of their time
in a lethargic state, and visitors were not content to stand around waiting for
something to happen. There is always drama in the Nature series broadcast on
the American public televisi on network PBS; scientists and the public alike
have become part of the media spectacle in the post-Hollywood age. .
Source: xroads.virginia.edu

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