Columbia University Press: New York, 1989, pp. 288-302
IDEOLOGY, GENRE, AUTEUR (1976)
The truth lies not in one dream but in many. Pasolini, Arabian
Nights
Each theory of film so far has insisted on its own
particular polarization. Montage theory enthrones editing as the essential
creative act at the expense of other aspects of film; Bazin's Realist theory,
seeking to right the balance, merely substitutes its own imbalance, downgrading
montage and artifice; semiotic theory rejects or at any rate seeks to
"deconstruct" Realist art in favor of the so-called "open
text." Auteur theory, in its heyday, concentrated attention exclusively on
the fingerprints, thematic or stylistic, of the individual artist; recent
attempts to discuss the complete "filmic text" have tended to throw
out ideas of personal authorship altogether. Each theory has, given its
underlying position, its own validity the validity being dependent upon, and
restricted by, the position. Each can offer insights into different areas of
cinema and different aspects of a single film.
I want to stress here the desirability for the critic whose
aim should always be to see the work, as wholly as possible, as it is to be
able to draw on the discoveries and particular perceptions of each theory, each
position, without committing himself exclusively to any one. The ideal will not
be easy to attain, and even the attempt raises all kinds of problems, the chief
of which is the validity of evaluative criteria that arc not supported by a
particular system. From what, then, do they receive support? No critic, obviously,
can be free from a structure of values, nor can he afford to withdraw from the
struggles and tensions of living to some position of "aesthetic"
contemplation. Every critic who is worth reading has been, on the contrary,
very much caught up in the effort to define values beyond purely aesthetic ones
(if indeed such things exist). Yet to "live historically" need not
entail commitment to a system or a cause; it can involve, rather, being alive
to the opposing pulls, the tensions, of one's world.
The past three decades have seen a number of advances in
terms of the opening up of critical possibilities, of areas of relevance,
especially with regard to Hollywood: the elaboration of auteur theory in its
various manifestations; the interest in genre; the interest in ideology. I want
here tentatively to explore some of the ways in which these disparate
approaches to Hollywood movies might interpenetrate, producing the kind of
synthetic criticism I have suggested might now be practicable.
My concern here is to suggest something of the complex
interaction of ideology, genre, and personal authorship that determines the
richness, the density of meaning, of the great Hollywood masterpieces; I
cannot, therefore, restrict the discussion to Hitchcock. In the introduction to
this book I juxtaposed Shadow of a Doubt to Blue
Velvet in order to raise certain issues of evaluation. To juxtapose
it, here, with a film of comparable stature but of very different authorial and
generic determination Capra's It's a Wonderful Life is to raise
other and wider issues. In order to create a context within which to discuss
the two films, I want to attempt (at risk of obviousness) some definition of
what we mean by American capitalist ideology or, more specifically, the values
and assumptions so insistently embodied in and reinforced by the classical
Hollywood cinema. The following list of components is not intended to be
exhaustive or profound, but simply to make conscious, and present to a
discussion of the films, concepts with which we are all perfectly familiar.
I. Capitalism: the right of ownership, private enterprise,
personal initiative; the settling of the land.
I2. The work ethic: the notion that "honest toil"
is in itself and for itself morally admirable, this and (I) both validating and
reinforcing each other. The moral excellence of work is also bound up with the
necessary subjugation or sublimation of the libido: "the Devil finds work
for idle hands." The relationship is beautifully epitomized in the zoo
cleaner's song in Tourneur's
Cat People:
Nothing else to do,
Nothing else to do,
I strayed, went a -courting
'cause I'd nothing else to do.
3. Marriage (legalized heterosexual monogamy) and family: At
once the further validation of (I) and (2) the homestead is built for the
Woman, whose function is to embody civilized values and guarantee their
continuance through her children and an extension of the ownership principle to
personal relationships ("My house, my wife, my children") in a
male-dominated society.
4a. Nature as agrarianism; the virgin land as Garden of
Eden: A concept into which, in the Western, (3) tends to become curiously
assimilated (ideology's function being to "naturalize" cultural
assumptions): e.g., the treatment of the family in Drums Along the
Mohawk.
4b. Nature as the wilderness, the Indians, on whose
subjugation civilization is built; hence by extension the libido, of which in
many Westerns the Indians seem an extension or embodiment (The Searchers).
5. Progress, technology, the city ("New York, New York,
it's a wonderful town," etc.).
6. Success/wealth: A value of which Hollywood ideology is
also deeply ashamed, so that, while hundreds of films play on its allure, very
few can allow themselves openly to extol it. Thus its ideological
"shadow" is produced.
7. The Rosebud syndrome: Money isn't everything; money
corrupts; the poor are happier. A very convenient assumption for capitalist
ideology: the more oppressed you are, the happier you are (e.g., the singing
"darkies" of A Day at the Races, etc.).
8. America as the land where everyone actually is/can be
happy; hence the land where all problems are solvable within the existing
system (which may need a bit of reform here and there but no radical change).
Subversive systems are assimilated wherever possible to serve the dominant
ideology. Andrew Britton, in a characteristically brilliant article on Spellbound,
argues that there even Freudian psychoanalysis becomes an instrument of
ideological repression. Above all, this assumption gives us that most striking
and persistent of all classical Hollywood phenomena, the happy ending: often a
mere "emergency exit" (Sirk's phrase) for the spectator, a barely
plausible pretense that the problems the film has raised are now resolved. (Hilda
Crane offers a suitably blatant example among the hundreds possible.)
Out of this list emerge logically two ideal figures, giving
us:
9. The Ideal Male: the virile adventurer, potent,
untrammelled man of action.
IO. The Ideal Female: wife and mother, perfect companion,
endlessly dependable, mainstay of hearth and home.
Since these combine into an Ideal Couple of quite staggering
incompatibility, each has his or her shadow, giving us:
I I. The settled husband/father, dependable but dull.
I2. The erotic woman (adventuress, gambling lady, saloon
"entertainer"), fascinating but dangerous, liable to betray the hero
or turn into a black panther.
The most striking fact about this list is that it presents
an ideology that, far from being monolothic, is inherently riddled with
hopeless contradictions and unresolvable tensions. The work that has been done
so far on genre has tended to take the various genres as given and discrete,
and seeks to explicate them, define them, in terms of motifs, etc.; what we
need to ask, if genre theory is ever to be productive, is less what? than why?
We are so used to the genres that the peculiarity of the phenomenon itself has
been too little noted. The idea I wish to put forward is that the development
of the genres is rooted in the sort of ideological contradictions my brief list
suggests. One impulse may be the attempt to deny such contradictions by
eliminating one of the opposed terms, or at least by a process of
simplification.
Robert Warshow's seminal essays on the gangster hero and the
Westerner (still fruitfully suggestive, despite the obvious objection that he
took too little into account) might be adduced here. The opposition of gangster
film and Western is only one of many possibilities. All the genres can be
profitably examined in terms of ideological oppositions, forming a complex
interlocking pattern: small-town family comedy/sophisticated city comedy; city
comedy/film noir; film noir/small-town comedy, etc. It is probable that a genre
is ideologically "pure" (i.e., safe) only in its simplest, most
archetypal, most aesthetically deprived and intellectually contemptible form:
Hopalong Cassidy, the Andy Hardy comedies.
The Hopalong Cassidy films (from which Indians, always a
potentially disruptive force in ideological as well as dramatic terms, are, in
general, significantly absent), for example, seem to deperid on two strategies
for their perfect ideological security: (a) the strict division of characters
into good and evil, with no grays; (b) Hoppy's sexlessness (he never becomes
emotionally entangled); hence the possibility of evading all the
wandering/settling tensions on which aesthetically interesting Westerns are
generally structured. (An intriguing alternative: the Ideal American Family of
Roy Rogers/Dale Evans/Trigger.)Shane is especially interesting in
this connection. A deliberate attempt to create an "archetypal"
Western, it also represents an effort to resolve the major ideological tensions
harmoniously.
One of the greatest obstacles to any fruitful theory of
genre has been the tendency to treat the genres as discrete. An ideological
approach might suggest why they can't be, however, hard they may appear to try:
at best, they represent different strategies for dealing with the same
ideological tensions. For example, the small-town movie with a contemporary
setting should never be divorced from its historical correlative, the Western.
In the classical Hollywood cinema motifs cross repeatedly from genre to genre,
as can be made clear by a few examples. The home/wandering opposition that
Peter Wollen rightly sees as central to Ford is not central only to Ford or
even to the Western; it structures a remarkably large number of American films
covering all genres, from Out of the Past to There's
No Business Like Show Business. The explicit comparison of women to cats
connects screwball comedy (Bringing Up Baby), horror film (Cat
People), melodrama (Rampage), and psychological
thriller (Marnie). An example that brings us to my present
topic: notice the way in which the Potent Male Adventurer, when he enters the
family circle, immediately displaces his "shadow," the settled
husband/father, in both The Searchers andShadow of a Doubt, enacted
in both cases by his usurpation of the father's chair.
Before we attempt to apply these ideas to specific films,
however, one more point needs to be especially emphasized: the presence of
ideological tensions in a movie, though it may give it an interest beyond
Hopalong Cassidy, is not in itself a reliable evaluative criterion. Artistic
value has always been dependent on the presence somewhere, at some stage of an
individual artist, whatever the function of art in the particular society, and
even when (as with Chartres cathedral) one no longer knows who the individual
artists were. It is only through the medium of the individual that ideological
tensions come to particular focus, hence become of aesthetic as well as
sociological interest. It can perhaps argued that works are of especial
interest when (a) the defined particularities of an auteur interact with
specific ideological tensions and (b) the film is fed from more than one
generic source.
The same basic ideological tensions operate in both It's
a Wonderful Life and Shadow of a Doubt: they furnish further
reminders that home/wandering antinomy is by no means the exclusive preserve of
the Western. Bedford Falls and Santa Rosa can be seen as the frontier town
seventy or so years on; they embody the development of the civilization whose
establishment was celebrated around the same time by Ford My Darling
Clementine. With this relationship to the Western in the background
(but in Capra's film made succinctly explicit), the central tension in both
films can be described in terms of genre: the disturbing influx of film noir
into the world of small-town domestic comedy. (It is a tension clearly present
in Clementine as well: the opposition between the daytime and
nighttime Tombstones.)
The strong contrast the two films present testifies to the
decisive effect of the intervention of a clearly defined artistic personality
in an ideological generic structure. Both films have as a central ideological
project the reaffirmation of family and small-town values which the action has
called into question. In Capra's film this reaffirmation is magnificently
convincing (but with full acknowledgment of the suppressions on which it
depends and, consequently, of its precariousness); in Hitchcock's it is
completely hollow. The very different emotional effect of the films the satisfying
catharsis and emotional fullness of the Capra, the "bitter taste" (on
which so many have commented) of the Hitchcock is very deeply rooted not only
in our response to two opposed directorial personal) but in our own ideological
structuring.
One of the main ideological and thematic tensions of It's
a Wonderful Lifeis beautifully encapsulated in the scene in which George
Bailey (James Stewart) and Mary (Donna Reed) smash windows in a derelict house
as a preface to making wishes. George's wish is that he shall get the money to
leave Bedford Falls, which he sees as humdrum and constricting, and travel
about the world; Mary's (not expressed in words, but in its subsequent
fulfillment confirming her belief that wishes don't come true if you speak them)
is that she and George will marry, settle down, and raise a family, in the same
derelict house, a ruined shell which marriage-and-family restores to life.
This tension is developed through the extended sequence in
which George is manipulated into marrying Mary. His brother's return home with
a wife and a new job traps George into staying in Bedford Falls to take over
the family business. With the homecoming celebrations continuing inside the
house in the background, George sits disconsolately on the front porch: we hear
a train whistle, off-screen, to which he reacts. His mother (the indispensable
Beulah Bondi) comes out and begins "suggesting" that he visit Mary;
he appears to make off toward her, screen right, physically pointed in her
direction by his mother, then reappears and walks away past Benlah Bondi in the
opposite direction.
This leads him, with perfect ideological/generic logic, to
Violet (Gloria Grahame). The Violet/Mary opposition is an archetypally clear
rendering of that central Hollywood female opposition that crosses all generic
boundaries as with Susan (Katharine Hepburn) and Alice (Virginia Walker) in Bringing
Up Baby, Irena (Simone Simon) and Alice Uane Randolph) in Cat
People, Chihuahua (Linda Darnell) and Clementine (Cathy Downs) in My
Darling Clementine, Debby (Gloria Grahame) and Katie Uocelyn Brando)
in The Big Heat. But Violet (in front of an amused audience)
rejects his poetic invitation to a barefoot ramble over the hills in the
moonlight; the goodtime gal offers no more solution to the hero's wanderlust
than the wife-mother figure.
So back to Mary, whom he brings to the window by beating a
stick aggresc irely against the fence of the neat, enclosed front garden a
beautifully precise expression of his ambivalent state of mind, desire to
attract Mary's attention warring with bitter resentment of his growing
entrapment in domesticity. Mary was expecting him; his mother phoned her,
knowing that George would end up at her house. Two ideological premises combine
here: the notion that the "good" mother always knows, precisely and
with absolute certitude, the working of her son's mind; and the notion that the
female principle is central to the continuity of civilization, that the
"weaker sex" is compensated with a sacred rightness.
Indoors, Mary shows George a cartoon she has drawn: George,
in cowboy denims, lassoing the moon. The moment is rich in contradictory
connotations. It explicitly evokes the Western, and the figure of the
adventurer-hero to which George aspires. Earlier, it was for Mary that George
wanted to "lasso the moon," the adventurer's exploits motivated by a
desire to make happy the woman who will finally entrap him in domesticity. From
Mary's point of view, the picture is at once affectionate (acknowledging the
hero's aspirations), mocking (reducing them to caricature), and possessive
(reducing George to an image she creates and holds within her hands).
The most overtly presented of the film's structural
oppositions is that between the two faces of capitalism, benign and malignant:
on the one hand, the Baileys (father and son) and their Building and Loan
Company, its business practice based on a sense of human needs and a belief in
human goodness; on the other, Potter (Lionel Barrymore), described explicitly
as a spider, motivated by greed, egotism, and miserliness, with no faith in
human nature. Potter belongs to a very deeply rooted tradition. He derives most
obviously from Dickens' Scrooge (the film is set at Christmas) a Scrooge
disturbingly unrepentant and irredeemable but his more distant antecedents are
in the ogres of fairy tales.
The opposition gives us not only two attitudes to money and
property but two father images (Bailey Sr. and Potter), each of whom gives his
name to the land (Bailey Park, in small-town Bedford Falls, and Pottersville,
the town's dark alternative). Most interestingly, the two figures (American
choices, American tendencies) find their vivid ideological extensions in
Hollywood genres: the happy, sunny world of small-town comedy (Bedford Falls is
seen mostly in the daytime), the world of film noir, the dark underside of
Hollywood ideology.
Pottersville the vision of the town as it would have been if
George had never existed, shown him by his guardian angel (Henry Travers) is
just as "real" (or no more stylized) than Bedford Falls. The
iconography of small-town comedy is exchanged, unmistakably, for that of film
noir, with police sirens, shooting in the streets, darkness, vicious dives,
alcoholism, burlesque shows, strip clubs, the glitter and shadows of noir
lighting. George's mother, embittered and malevolent, runs a seedy
boardinghouse; the good-time gal/wife-mother opposition, translated into noir
terms, becomes an opposition of prostitute and repressed spinsterlibrarian. The
towns emerge as equally valid images of America validated by their generic
familiarity.
Beside Shadow of a Doubt, It's a Wonderful Life manages
a convincing and moving affirmation of the values (and value) of bourgeois
family life. Yet what is revealed, when disaster releases George's suppressed
tensions, is the intensity of his resentment of the family and desire to
destroy it and with it, in significant relationship, his work (his culminating
action is furiously to overthrow the drawing board with his plans for more
small-town houses). The film recognizes explicitly that behind every Bedford
Falls lurks a Pottersville, and implicitly that within every George Bailey
lurks The Searchers' Ethan Edwards. Potter, tempting George,
is given the devil's insights into his suppressed desires. His remark,
"You once called me a warped, frustrated old man now you're a warped,
frustrated young man," is amply supported by the evidence the film
supplies. What is finally striking about the film's affirmation is the extreme
precariousness of its basis and the consequent hysteria necessary to its
expression. Potter survives, without remorse, his crime unexposed and
unpunished. It may well be Capra's masterpiece, but it is more than that. Like
all the greatest American films fed by a complex generic tradition and, beyond
that, by the fears and aspirations of a whole culture it at once transcends its
director and would be inconceivable without him.
Shadow of a Doubt has always been among the most
popular of Hitchcock's middle-period films, with critics and public alike, but
it has been perceived in very different, almost diametrically opposed ways. On
its appearance it was greeted by British critics as the film marking
Hitchcock's coming to terms with America; his British films were praised for
their humor and "social criticism" as much as for their suspense, and
the early American films (notably Rebecca and Suspicion )
seemed like attempts artificially to reconstruct England in Hollywood. In Shadow, Hitchcock
(with the aid of Thornton Wilder and Sally Benson) at last brought to American
middle-class society the shrewd, satirical, affectionate gaze previously
bestowed on the British. A later generation of French critics (notably Rohmer
and Chabrol in their Hitchcock book) praised the film for very different reasons,
establishing its strict formalism (Truffaut's "un film fond‚ sur le
chiffre 2") and seeing it as one of the keys to a consistent Catholic
interpretation of Hitchcock, a rigorous working out of themes of original sin,
the loss of innocence, the fallen world, the exchange (or interchangeability)
of guilt. The French noted the family comedy beloved of British critics, if at
all, as a mildly annoying distraction.
That both these views correspond to important elements in
the film and throw light on certain aspects of it is beyond doubt; both,
however, now appear false and partial, dependent upon the abstracting of
elements from the whole. If the film is, in a sense, completely dominated by
Hitchcock (nothing in it is unmarked by his artistic personality), a complete
reading would need to see the small-town family elements and the Catholic
elements as threads weaving through a complex fabric in which, again,
ideological and generic determinants are crucial.
The kind of "synthetic" analysis I have suggested
(going beyond an interest in the individual auteur) reveals It's A
Wonderful Life as a far more potentially subversive film than has been
generally recognized, b its subversive elements are, in the end, successfully
contained. In Shadow of a Doubt the Hollywood ideology I have
sketched is shattered beyond convincing recuperation. One can, however, trace
through the film its attempts to impose itself and render things
"safe." What is in jeopardy is above all the family but, given the
family's central ideological significance, once that is in jeopardy, everything
is. The small town (still rooted in the agrarian dream, in ideals of the virgin
land as a garden of innocence) and the united happy family are regarded as the
real sound heart of American civilization; the ideological project is to
acknowledge the existence of sickness and evil but preserve the family from
their contamination.
A number of strategies can be discerned here: the attempt to
insist on a separation of Uncle Charlie from Santa Rosa; his death at the end
of the film, as the definitive purging of evil; the production of the young
detective (the healthy, wholesome, smalltown male) as a marriage partner for
young Charlie, that the family may be perpetuated; above all, the attribution
of Uncle Charlie's sexual pathology to a childhood accident, as a means of
exonerating the family of the charge of producing a monster (a possibility the
American popular cinema, with the contemporary overturning of traditional
values, could dramatize explicitly in the horror films of the seventies, e.g., It's
Alive).
The famous opening, with its parallel introductions of Uncle
Charlie and Young Charlie, insists on the city and the small town as opposed,
sickness and evil being of the city. As with Bedford Falls/Pottersville, the
film draws lavishly on the iconography of usually discrete genres. Six shots
(with all movement and direction the bridges, the panning, the editing
consistently rightward) leading up to the first interior of Uncle Charlie's
room give us urban technology, wreckage both human (the down-and-outs) and
material (the dumped cars by the sign "No Dumping Allowed"), children
playing in the street, the number 13 on the lodging house door. Six shots
(movement and direction consistently left) leading to the first interior of
Young Charlie's room give us sunny streets with no street games (Santa Rosa
evidently has parks), an orderly town with a smiling, paternal policeman
presiding over traffic and pedestrians.
In Catholic terms, this is the fallen world against a world
of apparent prelapsarian innocence; but it seems more valid to interpret the
images, as in It's A Wonderful Life, in terms of the two faces
of American capitalism. Uncle Charlie has money (the fruits of his crimes and
his aberrant sexuality) littered in disorder over table and floor; the Santa
Rosa policeman has behind him the Bank of America. The detailed paralleling of
uncle and niece can of course be read as comparison as much as contrast, and
the opposition that of two sides of the same coin. The point is clearest in
that crucial, profoundly disturbing scene where film noir erupts into Santa
Rosa itself: the visit to the "Til Two" bar, where Young Charlie is
confronted with her alter ego Louise the waitress, her former classmate. The scene
equally invites Catholic and Marxist commentaries; its force arises from the
revelation of the fallen-World/capitalist-corruption-and-deprivation at the
heart of the American small town. The close juxtaposition of genres has
implications that reach out through the whole generic structure of the
classical Hollywood cinema.
The subversion of ideology within the film is everywhere
traceable to Hitchcock's presence, to the skepticism and nihilism that lurk
just be" hind the jocular facade of his public image. His Catholicism is
in reality the lingering on in his work of the darker aspects of Catholic
mythology: Hell without Heaven. The traces are clear enough. Young Charlie
wants a "miracle"; she thinks of her uncle as the "one who can
save us" (and her mother immediately asks, "What do you mean, saveus?");
when she finds his telegram, in the very aa of sending hers, her reaction is an
ecstatic "He heard me, he heard me!" Hitchcock cuts at once to a
lowangle shot of Uncle Charlie's train rushing toward Santa Rosa, underlining
the effect with an ominous crashing chord on the sound track.
Uncle Charlie is one of the supreme embodiments of the key
Hitchcock figure: ambiguously devil and lost soul. When his train reaches Santa
Rosa, the image is blackened by its smoke. From his first appearance, Charlie
is associated consistently with a cigar (its phallic connotations evident from
the outset, in the scene with the landlady) and repeatedly shown with a wreath
of smoke curling around his head (no one else in the film smokes except Joe,
the displaced father, who has a paternal pipe, usually unlit). Several
incidents (the escape from the policemen at the beginning, the garage door
slammed as by remoted control) invest him with a quasi-supernatural power.
Rather than restrict the film to a Catholic reading, it seems logical to
connect these marks with others: the thread of superstition that runs through
the film (the number I 3; the hat on the bed; "Sing at table and you'll
marry a crazy husband"; the irrational dread of the utterance, however
innocent, of the forbidden words "Merry Widow"); and the telepathy
motif (the telegram, the tune "jumping from head to head") the whole
Hitchcockian sense of life the mercy of terrible, unpredictable forces that
have to be kept down.
I suggested, in the introduction to this book, that
Hitchcock is identified, on different levels and in different ways, with both
young Charlie and her uncle; and in a subsequent chapter I discuss the
complexities of identification structures in films (especially Hitchcock's) and
the possibilities of split identification. Here, it seems worth noting that
Hitchcock establishes his (partial, and very complicated) identification with
his "villain" through his obligatory "personal appearance."
On the train, in the interests of secrecy, Uncle Charlie pretends to be sick
and has to be helped from his berth. He is led past a table at which Hitchcock,
his back to the camera, is playing bridge. One of his fellow players comments:
"You look sick, too," and we cut to Hitchcock's bridge hand, which
consists of the entire suit of spades. Like Uncle Charlie (through most of the
film), Hitchcock "holds all the cards"; but they are the cards that
signify death. Charlie's "sickness," though feigned, is of course, as
psychopathology, real, manifesting itself in the power/impotence obsession that
we know to be central to Hitchcock's auteurist concerns and methodology.
The Hitchcockian dread of repressed forces is
characteristically accompanied by a sense of the emptiness of the surface world
that represses them, and this crucially affects the presentation in Shadow
of a Doubt of the American small-town family. The warmth and
togetherness, the mutual responsiveness and affection, that Capra so
beautifully creates in the Bailey families, senior and junior, of It's
a Wonderful Life , are here almost entirely lacking and this despite
the fact, in itself of great ideological interest, that the treatment of the
family in Shadow of a Doubt has generally been perceived
(even, one guesses, by Hitchcock himself) as affectionate.
The most striking characteristic of the Spencers is the
separateness of each member; the recurring point of the celebrated overlapping
dialogue is that no one ever listens to what anyone else is saying. Each is
locked in a separate fantasy world: Emmy in the past, Joe in crime, Anne in
books read, apparently, less for pleasure than as a means of amassing knowledge
with which she has little emotional contact (though she also believes that
everything she reads is "true"). The parents are trapped in a petty
materialism (both respond toYoung Charlie's dissatisfaction with the assumption
that she's talking about money) and reliance on "honest toil" as the
means of using up energies. In Shadow of a Doubt the
ideological image of the small-town happy family becomes the flimsiest facade.
That so many are nonetheless deceived by it testifies only to the strength of
the ideology one of whose functions is to inhibit the imagining of radical
alternatives.
I have argued elsewhere that the key to Hitchcock's films is
less suspense than-sexuality (or, alternatively, that his "suspense"
always carries a sexual charge in ways sometimes obvious, sometimes esoteric);
and that sexual relationships in his work are inevitably based on power, the
obsession-with-power/dread-of-impotence being as central to his method as to
his thematic. In Shadow of a Doubt it is above all sexuality
that cracks apart the family facade. As far as the Hays code permitted, a
double incest theme runs through the film: Uncle Charlie and Emmy, Uncle
Charlie and Young Charlie. Necessarily, this is expressed through images and
motifs, never becoming verbally explicit; certain of the images depend on a
suppressed verbal play for their significance.
For the reunion of brother and sister, Hitchcock gives us an
image (Emmy poised left of screen, arrested in mid-movement, Charlie right,
under trees and sunshine) that iconographically evokes the reunion of lovers
(Charlie wants to see Emmy again as she was when she was "the prettiest
girl on the block"). And Emmy's breakdown, in front of her embarrassed friends
and neighbors, at the news of Charlie's imminent departure, is eloquent. As for
uncle and niece, they are introduced symmetrically lying on beds, Uncle Charlie
fondling his phallic cigar, Young Charlie prone, hands behind head. When Uncle
Charlie gets off the train he is bent over a stick, pretending to be ill; as
soon as he sees Young Charlie he "comes erect," flourishing the
stick. One of his first actions on taking over her bedroom is to pluck a rose
for his buttonhole ("deflowering"). More obviously, there is the
business with the ring, which not only, as a symbolic token of engagement,
links Charlie sexually with her uncle, but also links her, through its previous
ownership, to his succession of merry widows. The film shows sexual pathology
at, the heart of the American family, the necessary product of its repressions
and sublimations.
What exactly happens to Young Charlie in the course of the
film? The superficial ideological project tries to insist upon the preservation
of her innocence, in association with the restoration of "small-town"
values: hence her final reassurance, outside the church, when she asks her
detective lover how to account for a world that produces people like her uncle,
that it "just goes a little crazy sometimes" and has to be
"watched." Yet the film has made clear that Uncle Charlie's
"sickness" cannot be dissociated from the values and assumptions of
capitalist ideology, and is in fact their extreme product: the ideology that
implicitly acknowledges edges the complementarily of its oppositions
(city/small town, film noir/family comedy) even while it seeks to assert their
discreteness. Young Charlie's experience in the film must be seen, in fact, as
a form of psychic violation from which (while it has rendered her older and wiser)
her "innocence" will never recover. When Uncle Charlie falls in front
of the oncoming train, his death is ambiguously accident and "killing in
self-defence": it is staged and shot in a way that exonerates Young
Charlie from all moral responsibility. Yet the film, in a single disturbing
image whose implications are virtually subliminal, has already suggested that
she wills it. She has told her uncle earlier that if he ever touches her mother
again, she will kill him (the extremeness of the statement is very suggestive
in relation to the "double inc‡st" theme). At the station, he takes
Emmy's hands in his. Hitchcock cuts to a close shot of Young Charlie glowering
at him; in the background of the image (literalizing the phrase "at the
back of her mind") a train enters the frame.
As for the "accident" that old critical stumbling
block it presents no problem at all, provided one is ready to acknowledge the
validity of a psychoanalytical reading of movies. Indeed, it provides a rather
beautiful example of the way in which ideology, in seeking to impose itself,
succeeds merely in confirming its own subversion. The "accident"
(Charlie was "riding a bicycle" for the first time, which resulted in
a "collision") can be read as elementary Freudian metaphor for the trauma
premature sexual awakening (after which Charlie was "never the same
again"). The smothering sexual/possessive devotion of a doting older
sister may be felt to provide a clue to the sexual motivation behind the merry
widow murders: Charlie isn't interested in money. Indeed, Emmy is connected to
the merry widows by an associative chain in which important links are her own
practical widowhood (her ineffectual husband is largely ignored), her ladies'
club, and its leading light Mrs. Potter, Uncle Charlie's potential next in
line.
A fuller analysis would need to dwell on the limitations of
Hitchcock's vision, nearer the nihilistic than the tragic; on his inability to
conceive of repressed energies as other than evil, and the surface world that
represses them as other than shallow and unfulfilling. This explains why there
can be no Heaven corresponding to Hitchcock's Hell, for every vision of Heaven
that is not merely negative is rooted in a concept of the liberation of the
instincts, the Resurrection of the Body, which Hitchcock must always deny. But
my final stress is less on the evaluation of a particular film or director than
on the implications for a criticism of the Hollywood cinema of the notions of
interaction and multiple determinacy I have been employing. It is its
rootedness in the Hollywood genres, and in the very ideological structure it so
disturbingly subverts, that makes Shadow of a Doubtso much more
suggestive and significant a work than Hitchcock the bourgeois entertainer
could ever have guessed.
Note: I am indebted to Deborah Thomas for certain insights
into Shadow of a Doubt.
Source google.co.in
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